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This is a paragraph from Andreas' book on compressed/uncompressed public keys.

Chapter 4 - Section - Key Formats

Whereas uncompressed public keys have a prefix of 04 ,compressed public keys start with either a 02 or a 03 prefix. Let’s look at why there are two possible prefixes: because the left side of the equation is y^2 , that means the solution for y is a square root, which can have a positive or negative value. Visually, this means that the resulting y coordinate can be above the x-axis or below the x-axis. As you can see from the graph of the elliptic curve in Figure 4-2, the curve is symmetric, meaning it is reflected like a mirror by the x-axis. So, while we can omit the y coordinate we have to store the sign of y (positive or negative), or in other words, we have to remember if it was above or below the x-axis because each of those options represents a different point and a different public key. When calculating the elliptic curve in binary arithmetic on the finite field of prime order p, the y coordinate is either even or odd, which corresponds to the positive/negative sign as explained earlier. Therefore, to distinguish between the two possible values of y, we store a compressed public key with the prefix 02 if the y is even, and 03 if it is odd, allowing the software to correctly deduce the y coordinate from the x coordinate and uncompress the public key to the full coordinates of the point. Public key compression is illustrated in Figure 4-7

What I don't get is that bold text.

Why an even or odd y coordinate corresponds to the positive / negative sign?

For example, are all even public keys below the x-axis?

2 Answers 2

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There is no such thing as a negative or a positive value when you're talking in a finite field.

For example, in Z7, the field of integers modulo 7. There holds:

  • 0 = 7 = 14 = -7
  • 1 = 8 = 15 = -6
  • 2 = 9 = 16 = -5
  • ...

So you can't say that the number 2 is positive, because it's equal to -5.

Despite that, the square root still has two solutions. For example, 3^2 = 9 = 2, 4^2 = 16 = 2. Thus both 3 and 4 are square roots of 2.

So we need a way to say which solution we want. Turns out, that when reduced to a range of 0-6, the two solutions of the square, one is odd and the other is even.

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  • 2
    +1 for clarifying that pos & neg are not meaningful in modulo fields
    – Richard
    Dec 7, 2015 at 1:38
  • @Pieter Wuille, i am getting confused with the powers of 2s. I tried the exercise with y² mod p = (x³ + 7) mod p , for p = 5, x = 3, i get 2 solutions as you explained, and it happens that you can find the odd/even solution (2² mod 5 = 3² mod 5) for . I had to force this to come up with 2 and 3 as square roots of 4 although it makes sense as the real roots are2 and -2, and -2 mod 5 = 3. What if x=4? We get 1² mod 5 and ... 2.44948974² mod 5. A fractional number can't be odd or even.
    – Souza
    Feb 15, 2018 at 13:39
  • 1
    Square root here does not refer to the classical real square root. It refers to the inverse function of x^2 mod p. So we say y is the square root of x mod p iff y^2 mod p = x. Feb 15, 2018 at 16:05
  • @PieterWuille i got it now!!! Thank you. Sorry for my misconception. Lastly, why does one need to know if s*2>N at: is_high_s = s*2 > N and v = 27 + ((y % 2) ^ (1 if is_high_s else 0)) ?
    – Souza
    Feb 20, 2018 at 18:56
  • Because every number that has a square root has in fact two (negating a number does not change its square). Thus we need a way to convey which of the two square roots is the one meant. Feb 20, 2018 at 19:35
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Elliptic curves are of the form y^2 = f(x).

This means there are two roots to the equation. i.e. if we know an x there are two possible y values that satisfy the equation (y & -y). Because we are using a modulo type number field, it happens that the even and odd translate to y and -y

https://en.wikipedia.org/wiki/Quadratic_residue#Prime_or_prime_power_modulus

This confused me too, until I figured out modulo type fields are not as normal as we expect.

2
  • Why not just transmit the y value instead as 2s complement.
    – Setheron
    May 15, 2016 at 14:54
  • See Pieter's answer above (very good detail). Basically a 2s complement is the modulus of the word size (in bits); so we need to use a Ns complement - where N is the modulus of the field. So a modulus of 2^n - we can use 2s complement
    – Richard
    May 17, 2016 at 0:47

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